Compliance Operations Experience

A complete advisory compliance platform for KYB, KYC, AML, sanctions, evidence, audit, and approval readiness.

Compliance teams can review KYB, KYC, AML, sanctions, policy, evidence, audit, exception, risk, approval, and runbook readiness without submitting data, running screening, approving reviews, or uploading evidence.

advisory onlyexecution blockedbackend unconfigured

Compliance platformadvisory_only

Treasury platformadvisory_only

Readiness sourceGET /financial-core/readiness

Compliance decisionsfalse

Settlement releasefalse

Treasury movementfalse

Backend readiness

Compliance and treasury operations reuse the existing readiness binding.

Backend readiness is not configured for this website runtime. Static advisory metadata is being displayed.

Binding status

backend_unconfigured

Source

static_fallback

Readiness API

/financial-core/readiness

Provider execution blocked

true

Payment execution blocked

true

Ledger posting blocked

true

Wallet mutation blocked

true

Settlement blocked

true

Treasury blocked

true

Completion summary

Compliance, treasury, evidence, controls, and disabled actions are visible.

Compliance surfaces

Treasury surfaces

Compliance sections

Treasury sections

Evidence items

Financial controls

Compliance disabled actions

Treasury disabled actions

Platform surfaces

Compliance Operations Experience surfaces are display-only.

compliance operations

Compliance Overview

advisory only

Executive compliance posture across KYB, KYC, AML, sanctions, evidence, audit, risk, approvals, runbooks, and production blockers.

Signals

compliance registerrisk registerexecution blocked

Blockers

Compliance decisions are disabled.

kyb operations

KYB Readiness

readiness only

Business verification readiness, ownership evidence, document metadata, review roles, and blockers.

Signals

business profilebeneficial ownershipdocument metadata

Blockers

KYB submission is disabled.

kyc operations

KYC Readiness

readiness only

Individual verification readiness, identity evidence, profile evidence, and reviewer requirements.

Signals

identity evidenceverification statusreview roles

Blockers

KYC submission is disabled.

aml operations

AML Readiness

blocked

AML policy, monitoring, exception, escalation, and audit evidence readiness without screening execution.

Signals

aml policymonitoring readinessexception register

Blockers

AML screening execution is disabled.

sanctions operations

Sanctions Readiness

blocked

Sanctions and OFAC policy readiness, review workflow posture, and evidence requirements.

Signals

ofac policysanctions policyreview workflow

Blockers

Sanctions screening execution is disabled.

compliance leadership

Policy Review

review required

Policy inventory, approval readiness, exception handling, ownership, and production blockers.

Signals

policy inventoryapproval readinessexception handling

Blockers

Compliance policy approval is pending.

evidence operations

Evidence Review

readiness only

Evidence metadata readiness for provider, merchant, identity, production, treasury, and settlement review.

Signals

metadata onlyretention categoryredaction ready

Blockers

Evidence upload and file storage are disabled.

audit operations

Audit Evidence

readiness only

Audit traceability, retention categories, evidence ownership, and approval dependency visibility.

Signals

audit traceretentionapproval dependencies

Blockers

Audit evidence mutation is disabled.

risk operations

Compliance Exceptions

advisory only

Exception register visibility, policy exception blockers, escalation posture, and next actions.

Signals

exception registerescalation postureblocked actions

Blockers

Exception escalation execution is disabled.

risk leadership

Risk Review

review required

Risk review readiness for merchant, transaction, provider, treasury, settlement, and production domains.

Signals

risk registercontrol gapsapproval dependencies

Blockers

Risk decision execution is disabled.

governance operations

Approval Readiness

blocked

Human approval readiness for compliance review, executive review, production review, and dual-control gates.

Signals

human approvaldual controlexecutive review

Blockers

Approval execution is disabled.

operations leadership

Compliance Runbooks

readiness only

Compliance incident, policy exception, AML review, sanctions review, and production blocker runbook readiness.

Signals

runbook inventoryincident handoffblocked execution

Blockers

Runbook acknowledgement and execution are disabled.

executive governance

Production Compliance Blockers

blocked

Compliance blockers that must remain visible before production financial execution can be considered.

Signals

production blockersgo live gatesrisk acceptance

Blockers

Production compliance approval is pending.

Compliance operations

KYB, KYC, AML, sanctions, evidence, audit, risk, and approvals are visible.

KYB Readiness

readiness only

Show business verification readiness, ownership evidence, required roles, blockers, and safe next actions.

Business profileBeneficial ownershipRegistration metadata

Submit KYBUpload EvidenceApprove Compliance Review

Review section

KYC Readiness

readiness only

Show individual verification readiness and identity evidence posture without collecting or submitting new KYC data.

Identity profile metadataVerification statusReviewer assignment

Submit KYCUpload EvidenceReject Compliance Review

Review section

AML Readiness

blocked

Show AML policy, monitoring, review, and exception readiness without invoking screening providers.

AML policyMonitoring procedureException escalation model

Run AML CheckEscalate Policy Exception

Review section

Sanctions Readiness

blocked

Show sanctions and OFAC policy readiness without external sanctions calls or enforcement decisions.

Sanctions policyOFAC readiness evidenceEscalation runbook

Run Sanctions CheckEscalate Policy Exception

Review section

Evidence Review

readiness only

Show metadata-only evidence readiness for compliance, treasury, settlement, provider, production, and executive review.

Evidence metadataRetention categoryRedaction readiness

Upload EvidenceApprove Compliance Review

Review section

Policy Review

review required

Show policy readiness, policy owners, exception handling, and production approval dependencies.

Policy inventoryPolicy owner approvalException procedure

Approve Compliance ReviewReject Compliance Review

Review section

Compliance Exceptions

advisory only

Show exception register readiness, blockers, severity, and escalation paths without mutating exceptions.

Exception metadataSeverity policyEscalation path

Escalate Policy ExceptionReject Compliance Review

Review section

Audit Evidence

readiness only

Show audit evidence readiness, traceability, retention, and production approval dependency posture.

Audit traceApproval historyRetention category

Upload EvidenceApprove Compliance Review

Review section

Risk Review

review required

Show compliance risk, merchant risk, transaction risk, treasury risk, provider risk, and blocker registers.

Risk registerControl inventoryMitigation plan

Approve Compliance ReviewEscalate Policy Exception

Review section

Approval Readiness

blocked

Show compliance approval readiness, required roles, human approvals, dual-control dependencies, and blockers.

Approval matrixReviewer rolesExecutive signoff readiness

Approve Compliance ReviewReject Compliance Review

Review section

Treasury operations

Liquidity, reserves, exposure, funding, positions, allocations, settlement queues, approvals, and runbooks are visible.

Liquidity Readiness

readiness only

Show liquidity policy, funding runway, cash posture, settlement dependency, and blockers.

Treasury Intelligence EngineSettlement Readiness Engine

Trigger Liquidity ReviewMove Funds

Review section

Reserve Readiness

blocked

Show reserve policy, reserve account dependency, allocation controls, release blockers, and next actions.

Reserve policyTreasury approval evidence

Allocate ReserveRelease Reserve

Review section

Exposure Readiness

readiness only

Show provider, merchant, currency, settlement, and treasury exposure visibility and controls.

Provider certification evidenceTreasury Intelligence Engine

Trigger Liquidity ReviewApprove Treasury Action

Review section

Funding Readiness

readiness only

Show settlement funding readiness, liquidity dependencies, reserve dependencies, and funding blockers.

Settlement queue dependencyLiquidity policy

Move FundsApprove Treasury Action

Review section

Position Readiness

readiness only

Show treasury position visibility and balance-evidence dependencies without balance mutation.

Durable financial persistenceReconciliation readiness

Move FundsTrigger Liquidity Review

Review section

Allocation Readiness

blocked

Show allocation controls, reserve dependency, approval requirements, and execution blockers.

Reserve policyTreasury approval readiness

Allocate ReserveApprove Treasury Action

Review section

Settlement Queue Dependency

blocked

Show settlement queue readiness, release blockers, ledger dependency, provider dependency, and treasury dependency.

Settlement Readiness EngineLedger State EngineProvider certification

Approve SettlementRelease Settlement

Review section

Treasury Approval Readiness

blocked

Show treasury approval readiness, required roles, dual-control requirements, and blockers.

Workflow engineProduction activation readiness

Approve Treasury ActionMove Funds

Review section

Treasury Runbooks

readiness only

Show treasury, liquidity, reserve, settlement queue, emergency freeze, and rollback runbook readiness.

Operations runbooksIncident operations

Trigger Emergency FreezeApprove Treasury Action

Review section

Audit and compliance evidence

Evidence readiness is metadata-only.

KYB evidence

readiness only

business verificationBusiness Platformcompliance evidence

KYB submission disabled.Evidence upload disabled.

KYC evidence

readiness only

identity verificationIdentity Platformcompliance evidence

KYC submission disabled.No document upload enabled.

AML policy evidence

blocked

policyRisk and Compliance Enginepolicy evidence

AML screening disabled.

Sanctions policy evidence

blocked

policyKYB AML OFAC readinesspolicy evidence

Sanctions screening disabled.

Treasury approval evidence

blocked

approvalTreasury readinessfinancial control evidence

Treasury approval execution disabled.

Settlement approval evidence

blocked

approvalSettlement readinessfinancial control evidence

Settlement release disabled.

Provider certification evidence

readiness only

provider certificationProvider Execution Certificationprovider evidence

Provider execution disabled.

Production readiness evidence

blocked

production readinessProduction Activation Readinessproduction evidence

Production activation blocked.

Executive approval evidence

blocked

executive approvalLaunch governanceexecutive evidence

Executive go live approval pending.

Financial controls

Settlement queue, reserve, exposure, liquidity, dual-control, and emergency freeze controls remain blocked.

Settlement queue readiness

blocked

settlement queuesettlement operatortreasury operator

Blocked actions

Approve SettlementRelease Settlement

Settlement release blockers

blocked

settlement releasesettlement operatorexecutive viewer

Blocked actions

Release Settlement

Treasury release blockers

blocked

treasury releasetreasury operatorexecutive viewer

Blocked actions

Move FundsApprove Treasury Action

Reserve policy readiness

review required

reserve policytreasury operatorcompliance officer

Blocked actions

Allocate ReserveRelease Reserve

Exposure policy readiness

readiness only

exposure policyrisk reviewertreasury operator

Blocked actions

Approve Treasury Action

Liquidity policy readiness

readiness only

liquidity policytreasury operatorfinance leadership

Blocked actions

Trigger Liquidity Review

Dual-control requirements

blocked

dual controltreasury operatorexecutive viewer

Blocked actions

Move FundsRelease SettlementRelease Reserve

Emergency freeze controls

review required

emergency freezeplatform adminexecutive viewer

Blocked actions

Trigger Emergency Freeze

Disabled actions

Compliance Operations Experience future actions are disabled.

Submit KYB

disabled

Submit KYB remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.

Submit KYC

disabled

Submit KYC remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.

Run AML Check

disabled

Run AML Check remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.

Run Sanctions Check

disabled

Run Sanctions Check remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.

Approve Compliance Review

disabled

Approve Compliance Review remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.

Reject Compliance Review

disabled

Reject Compliance Review remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.

Upload Evidence

disabled

Upload Evidence remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.

Escalate Policy Exception

disabled

Escalate Policy Exception remains advisory-only and has no submit, approve, reject, upload, screen, release, move, or freeze handler.